Wiley Series 24 Exam Review 2013 + Test Bank: The General Securities Principal Qualification Examination

Wiley Series 24 Exam Review 2013 + Test Bank: The General Securities Principal Qualification Examination

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The go-to guide to acing the Series 24 Exam! 

Passing the General Securities Principal Qualification Examination (Series 24) qualifies an individual to act as a principal of a general securities broker-dealer and to supervise the firm and its agents. The exam covers the supervision of such areas as investment banking, underwriting, and research practices; trading and market-making; brokerage office operations; and sales practices and agents, as well as compliance… (more)

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Book Details  


Publisher: Wiley (July 16, 2013)

Format: EPUB

Page count: 450 pages

File size: 659 KB

Protection: DRM

Language: English


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