Wiley Series 55 Exam Review 2013 + Test Bank: The Equity Trader Qualification Examination

Wiley Series 55 Exam Review 2013 + Test Bank: The Equity Trader Qualification Examination

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The go-to guide to acing the Series 55 Exam!

Passing the Equity Trader Qualification Exam (Series 55) qualifies an individual to trade equity and convertible debt securities on a principal or agency basis, after having passed either the Series 62 or Series 7 Exam. Topics covered in the test include NASDAQ and over-the-counter securities, quotation and market maker requirements, regulation of the national market system, trading and market halts, prearranged and third-party… (more)

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Book Details  


Publisher: Wiley (August 20, 2013)

Format: EPUB

Page count: 228 pages

File size: 438 KB

Protection: DRM

Language: English


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