Wiley Series 9 Exam Review 2013 + Test Bank: The General Securities Sales Supervisor Qualification Examination

Wiley Series 9 Exam Review 2013 + Test Bank: The General Securities Sales Supervisor Qualification Examination

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The go-to guide to acing the Series 9 Exam!

Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise a firm’s sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers the full range of topics related to options regulation. All candidates must have passed the Series 7 prior to taking the Series… (more)

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Book Details  


Publisher: Wiley (September 10, 2013)

Format: EPUB

Page count: 216 pages

File size: 443 KB

Protection: DRM

Language: English


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