Wiley Series 10 Exam Review 2013 + Test Bank: The General Securities Sales Supervisor Qualification Examination General Module

Wiley Series 10 Exam Review 2013 + Test Bank: The General Securities Sales Supervisor Qualification Examination General Module

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The go-to guide to acing the Series 10 Exam!

Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers hiring, qualification, and continuing education; supervision of accounts and sales activities; conduct of associated persons; recordkeeping… (more)

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Book Details  


Publisher: Wiley (September 10, 2013)

Format: EPUB

Page count: 330 pages

File size: 516 KB

Protection: DRM

Language: English


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