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Wiley Series 6 Exam Review 2014 + Test Bank: The Investment Company Products / Variable Contracts Limited Representative Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 6 Exam!

Passing the Series 6 Exam qualifies an individual to function as an agent of a broker dealer and allows the limited representative to transact business in mutual funds...


Wiley Series 63 Exam Review 2014 + Test Bank: The Uniform Securities Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 63 Exam!

Passing the Uniform Securities Agent State Law Examination (Series 63) qualifies an individual to act as a securities agent. The exam covers the principles of state...


Wiley Series 26 Exam Review 2014 + Test Bank: The Investment Company Products / Variable Contracts Limited Principal Qualification Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 26 Exam!

Passing the Investment Company Products/Variable Contracts Limited Principal Qualification Exam (Series 26) qualifies an individual to operate as a principal responsible...


Wiley Series 99 Exam Review 2014 + Test Bank: The Operations Professional Qualification Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 99 Exam!

Passing the Operations Professional Qualification Exam (Series 99) qualifies an individual to perform a variety of operations functions in support of a broker-dealer....


Wiley Series 66 Exam Review 2014 + Test Bank: The Uniform Combined State Law Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 66 Exam!

Passing the Uniform Combined State Law Examination (Series 66) qualifies an individual to represent both a broker-dealer and an investment adviser. It covers such...


Wiley Series 65 Exam Review 2014 + Test Bank: The Uniform Investment Advisor Law Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 65 Exam!

Consisting of 130 multiple-choice questions in the areas of ethics and legal guidelines, investment strategies, investment vehicles, and economics and analysis, the...


Wiley Series 7 Exam Review 2014 + Test Bank: The General Securities Representative Examination

by Inc The Securities Institute of America

The most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker. Areas covered include: Stocks, Debt...


Wiley Series 24 Exam Review 2014 + Test Bank: The General Securities Principal Qualification Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 24 Exam!

Passing the General Securities Principal Qualification Examination (Series 24) qualifies an individual to act as a principal of a general securities broker-dealer...


Wiley Series 4 Exam Review 2014 + Test Bank: The Registered Options Principal Qualification Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 4 Exam!

The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable...


Wiley Series 62 Exam Review 2014 + Test Bank: The Corporate Securities Limited Representative Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 62 Exam!

Passing the Corporate Securities Limited Representative Exam (Series 62) qualifies an individual as a representative for the sale of public offerings and/or private...


Wiley Series 10 Exam Review 2014 + Test Bank: The General Securities Sales Supervisor Qualification Examination--General Module

by Inc The Securities Institute of America

The go-to guide to acing the Series 10 Exam!

Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise sales activities in corporate, municipal,...


Wiley Series 55 Exam Review 2014 + Test Bank: The Equity Trader Qualification Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 55 Exam!

Passing the Equity Trader Qualification Exam (Series 55) qualifies an individual to trade equity and convertible debt securities on a principal or agency basis, after...


Wiley Series 66 Exam Review 2013 + Test Bank: The Uniform Combined State Law Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 66 Exam! 

Passing the Uniform Combined State Law Examination (Series 66) qualifies an individual to represent both a broker-dealer and an investment advisor. It covers such...


Wiley Series 65 Exam Review 2013 + Test Bank: The Uniform Investment Adviser Law Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 65 Exam! 

Consisting of 130 multiple-choice questions in the areas of ethics and legal guidelines, investment strategies, investment vehicles, and economics and analysis,...


Wiley Series 99 Exam Review 2013 + Test Bank: The Operations Professional Qualification Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 99 Exam!

Passing the Operations Professional Qualification Exam (Series 99) qualifies an individual to perform a variety of operations functions in support of a broker-dealer....


Wiley Series 10 Exam Review 2013 + Test Bank: The General Securities Sales Supervisor Qualification Examination General Module

by Inc The Securities Institute of America

The go-to guide to acing the Series 10 Exam!

Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise sales activities in corporate, municipal,...


Wiley Series 9 Exam Review 2013 + Test Bank: The General Securities Sales Supervisor Qualification Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 9 Exam!

Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise a firm’s sales activities in corporate,...


Wiley Series 26 Exam Review 2013 + Test Bank: The Investment Company Products/Variable Contracts Limited Principal Qualification Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 26 Exam!

Passing the Investment Company Products/Variable Contracts Limited Principal Qualification Exam (Series 26) qualifies an individual to operate as a principal responsible...