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Wiley Series 6 Exam Review 2014 + Test Bank: The Investment Company Products / Variable Contracts Limited Representative Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 6 Exam!

Passing the Series 6 Exam qualifies an individual to function asan agent of a broker dealer and allows the limited representativeto transact business in mutual funds...


Wiley Series 3 Exam Review 2015 + Test Bank: The National Commodity Futures Examination

by Inc The Securities Institute of America

The go-to guide for the Series 3, with practice, examples,strategies, and more

Wiley Series 3 Exam Review 2015 + Test Bank is acomprehensive study guide for the FINRA Series 3 exam, whichqualifies candidates...


Wiley Series 9 Exam Review 2014 + Test Bank: The General Securities Sales Supervisor Qualification Examination--Option Module

by Inc The Securities Institute of America

The go-to guide to acing the Series 9 Exam!

Passing the General Securities Sales Supervisor QualificationExam (Series 9 and 10) qualifies an individual to supervise afirm's sales activities in corporate, municipal,...


Wiley Series 63 Exam Review 2014 + Test Bank: The Uniform Securities Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 63 Exam!

Passing the Uniform Securities Agent State Law Examination (Series 63) qualifies an individual to act as a securities agent. The exam covers the principles of state...


Wiley Series 26 Exam Review 2014 + Test Bank: The Investment Company Products / Variable Contracts Limited Principal Qualification Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 26 Exam!

Passing the Investment Company Products/Variable ContractsLimited Principal Qualification Exam (Series 26) qualifies anindividual to operate as a principal responsible...


Wiley Series 99 Exam Review 2014 + Test Bank: The Operations Professional Qualification Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 99 Exam!

Passing the Operations Professional Qualification Exam (Series99) qualifies an individual to perform a variety of operationsfunctions in support of a broker-dealer....


Wiley Series 66 Exam Review 2014 + Test Bank: The Uniform Combined State Law Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 66 Exam!

Passing the Uniform Combined State Law Examination (Series 66)qualifies an individual to represent both a broker-dealer and aninvestment adviser. It covers such topics...


Wiley Series 65 Exam Review 2014 + Test Bank: The Uniform Investment Advisor Law Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 65 Exam!

Consisting of 130 multiple-choice questions in the areas ofethics and legal guidelines, investment strategies, investmentvehicles, and economics and analysis, the...


Wiley Series 7 Exam Review 2014 + Test Bank: The General Securities Representative Examination

by Inc The Securities Institute of America

The most comprehensive guide to the Series 7 exam in themarketplace includes a self-directed study guide with all the mostessential information to becoming a stockbroker. Areas coveredinclude: Stocks, Debt Securities,...


Wiley Series 24 Exam Review 2014 + Test Bank: The General Securities Principal Qualification Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 24 Exam!

Passing the General Securities Principal QualificationExamination (Series 24) qualifies an individual to act as aprincipal of a general securities broker-dealer and...


Wiley Series 4 Exam Review 2014 + Test Bank: The Registered Options Principal Qualification Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 4 Exam!

The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable...


Wiley Series 62 Exam Review 2014 + Test Bank: The Corporate Securities Limited Representative Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 62 Exam!

Passing the Corporate Securities Limited Representative Exam(Series 62) qualifies an individual as a representative for thesale of public offerings and/or private...


Wiley Series 10 Exam Review 2014 + Test Bank: The General Securities Sales Supervisor Qualification Examination--General Module

by Inc The Securities Institute of America

The go-to guide to acing the Series 10 Exam!

Passing the General Securities Sales Supervisor QualificationExam (Series 9 and 10) qualifies an individual to supervise salesactivities in corporate, municipal,...


Wiley Series 55 Exam Review 2014 + Test Bank: The Equity Trader Qualification Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 55 Exam!

Passing the Equity Trader Qualification Exam (Series 55)qualifies an individual to trade equity and convertible debtsecurities on a principal or agency basis, after...


Wiley Series 66 Exam Review 2013 + Test Bank: The Uniform Combined State Law Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 66 Exam! 

Passing the Uniform Combined State Law Examination (Series 66)qualifies an individual to represent both a broker-dealer and aninvestment advisor. It covers such...


Wiley Series 65 Exam Review 2013 + Test Bank: The Uniform Investment Adviser Law Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 65 Exam! 

Consisting of 130 multiple-choice questions in the areas ofethics and legal guidelines, investment strategies, investmentvehicles, and economics and analysis, the...


Wiley Series 99 Exam Review 2013 + Test Bank: The Operations Professional Qualification Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 99 Exam!

Passing the Operations Professional Qualification Exam (Series99) qualifies an individual to perform a variety of operationsfunctions in support of a broker-dealer....


Wiley Series 10 Exam Review 2013 + Test Bank: The General Securities Sales Supervisor Qualification Examination  General Module

by Inc The Securities Institute of America

The go-to guide to acing the Series 10 Exam!

Passing the General Securities Sales Supervisor QualificationExam (Series 9 and 10) qualifies an individual to supervise salesactivities in corporate, municipal, and...


Wiley Series 9 Exam Review 2013 + Test Bank: The General Securities Sales Supervisor Qualification Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 9 Exam!

Passing the General Securities Sales Supervisor QualificationExam (Series 9 and 10) qualifies an individual to supervise afirm’s sales activities in corporate, municipal,...


Wiley Series 26 Exam Review 2013 + Test Bank: The Investment Company Products/Variable Contracts Limited Principal Qualification Examination

by Inc The Securities Institute of America

The go-to guide to acing the Series 26 Exam!

Passing the Investment Company Products/Variable ContractsLimited Principal Qualification Exam (Series 26) qualifies anindividual to operate as a principal responsible...